Compliance Filing Manager - Los Angeles

Los Angeles, California
$77,000 - $87,000 - may go higher for the exact experience
Jul 28, 2017
Aug 31, 2017
Job Type
Full Time

Compliance Filing Manager
Downtown Los Angeles
Salary - $77,000 - $87,000 - may go higher for the exact experience
Reports To: Compliance Filing Director
Direct Reports: TBD (potentially up to 1 direct report based on the current department structure)

Job Description:

  • Oversees compliance filing decisions and day-to-day work and procedures.
  • Advises on filing guidelines and provides guidance.
  • Ensures filings are in accordance with company and state guidelines.
  • Have current knowledge and record of files, fees, notice requirements, and approval procedures for state filing requirements.
  • Participates in and/or leads periodic audits as necessary to assure compliance.
  • Be up to date on effective systems to perform filing submissions, research, audits, and other functions relating to compliance with state and federal regulations.
  • Ensures that the unit meets budget and performance targets.
  • Responsible for the performance, development and coaching of staff (hiring, firing, performance management, pay increases, etc.). Provides training for new members to the team / unit.


  • Bachelor’s Degree or equivalent experience.
    • Field of Study: Business, Liberal Arts or a related discipline.


  • 5 or more years of related experience, exhibits leadership qualities.
  • Has specialized underwriting/actuarial or law knowledge, which allows incumbents to answer Department of Insurance inquires.
  • May be in the process of obtaining or may have already completed certification in area of expertise; appropriate certifications could include:
    • Chartered Property Casualty Underwriter (CPCU), Program in General Insurance (INS), or Fellow, Life Management Institute (FLMI), Associate Insurance Regulatory Compliance (AIRC), Certified Compliance Professional (CCP), and Associate Compliance Professional (ACP).
  • Client prefers local candidates with a property & casualty background.

There will be moderate travel, only 2-3 times a year to attend business conferences.

No relocation offered at this time.

This is a really great company and they have excellent benefits!